Link: https://pdsh.fandom.com/wiki/Doctor_Caligari.
Films enriched with German Expressionism highlighted melodramatic acting and the portrayal of characters’ feelings (Britannica). The Cabinet of Dr. Caligari is considered the oldest horror film and a staple of German Expressionism. The film utilizes several fade-ins and fade-outs for transitions, with the shrinking black holes on the screen at a scene’s end and the opening of a black screen to convey the start of a scene. Francis is the main character of the film, as we experienced Francis’ reactions to events such as Alan’s death, Jane’s kidnapping, and his doubt regarding the intentions of Dr. Caligari. The sound design fits the film, as suspenseful music played when the town clerk was killed, but a jollier tone of music appeared when Francis first met Alan. The music was non-diegetic, as the characters in the film could not hear the music, only the audience could. The shapes and lettering in the film were sharp-edged and pointy, especially with the introduction of the film’s cast and the windows and houses. German Expressionism features such as lopsided doors, tiny rooms, slanted city lines, and dark shadows were scattered throughout the picture (Filmsite). One of the biggest frustrations of the film was watching the characters’ lips moving but not being able to hear them speak (the subtitles helped with this though).
The film begins with Francis and an older man sitting on a
park bench, while Francis explains how spirits have driven him from “hearth and
home, from wife and child.” He seems to be isolated from his loved ones and living
in a different reality than would be ideal. Jane, who Francis claims to be his fiancée,
walks by with the older man still at Francis’ side. Jane’s bright white dress
contrasted sharply with the dark-colored suits of the gentleman. Our first
glimpse of Dr. Caligari is a full frame shot of him walking. A Caligari
headshot and a black screen appearing as a transition follow. Alan is introduced as Francis’ friend in a
room with the window shadows painted on the floorboards. Alan suggests to
Francis the pair check out the Holstenwall Fair for different kinds of
entertainment. Dr. Caligari is seen discussing with the town clerk about gaining
a permit for a spectacle at the town fair (a somnambulist act). The music
intensifies as Caligari first appears with his somnambulist, Cesare, at the
fair and the first act is concluded. Act II begins with a punch as the town
clerk has been murdered on the same night as Dr. Caligari’s appearance at the
fair. The clerk was stabbed in the side with a pointed instrument. The crime does
not deter Alan from trying his luck with Dr. Caligari’s fair exhibit, to the annoyance
of Francis. Cesare is kept in an upright coffin, called a cabinet, and has been
asleep the previous 23 years. Dr. Caligari explains he can awaken Cesare on
command, and of the fact Cesare knows all secrets and can see the future. Alan
asks Cesare how long he will live, followed by Cesare’s reply of “Till the break
of dawn.” By the end of Act II, Alan, who was seen with Francis discussing
loving Jane, was stabbed to death. Act III begins with Francis exclaiming “The
somnambulist’s prophecy” in relation to finding out Alan is dead. Robert Wiene,
the film’s director, then utilizes a dissolve to show Francis talking with authorities
and exclaiming he will find the murderers of the clerk and Alan. The clerk’s murderer
in Holstenwall was found and he was a bit stockier than Cesare (who I thought
would be the murderer). Alan’s murderer was thought to be the same murderer who
took out the town clerk (and almost an elderly women) based on the headline “Holstenwall
mystery solved- Murderer caught in 3rd attempt.” Francis and another
man are shown going to Dr. Caligari’s home to see him and Cesare (who is in the
cabinet). Act IV begins with Jane worried
about her, Dr. Olfen (he was the one who went to go with Francis to Dr. Caligari’s
house), being gone with Francis. The man charged with the two murders maintained
his innocence: “I had nothing to do with the two murders… So help me God.” He
admitted he did try to kill the elderly women with a knife like the one used to
murder the town clerk. Jane receives her first encounter with Dr. Caligari and
Cesare and immediately runs away in fear. Francis almost goes into the door of
Dr. Caligari’s exhibit at the fair but backs away and ends up at Dr. Caligari’s
home. As Jane is sleeping, Cesare pulls a panel out of her window and enters her
room. He then abducts her and runs until being captured by the authorities. Jane
wakes up and maintains Cesare was her abductor, with Francis rebutting it couldn’t
have been Cesare because he was watching the somnambulist asleep (end of Act
IV).
Act V focuses on the hunt for the true murderer. Francis wants
to ensure the murderer is safe in his cell and the stockier man is shown in the
cell. Francis goes to see Cesare at Dr. Caligari’s residence but is surprised
to see a dummy of Cesare in the cabinet. Caligari runs away upon Francis
realizing the dummy and the doctor runs into a “lunatic asylum.” Francis asks
someone at the asylum if Dr. Caligari is a patient at the asylum, before finding
out Dr. Caligari is the asylum’s director. While Caligari is sleeping in his
villa, Francis and company search Caligari’s office at the fair. The group
finds a book on somnambulism by the University of Upsala with a section titled “The
Cabinet of Dr. Caligari.” In 1783, a mystic named Caligari toured villages for
fairs in northern Italy. Accompanying Caligari while touring the fairs was a somnambulist
named Cesare. The legend continues Caligari would create panic among the
villages through “foul murders committed under almost identical circumstances.”
Cesare was controlled by Caligari and the somnambulist carried out schemes
orchestrated by Caligari. A puppet- a look-alike of the actual Cesare- would
take Cesare’s place in Caligari’s cabinet so suspicion would be deflected from the
real somnambulist.
Francis and the group find and read Dr. Caligari’s diary
after finishing the book. His diary includes the date March 12th,
with the word “Finally” written in relation to Cesare being brought into the
asylum for admission. Dr. Caligari’s wish is to discover the secrets of the
mystic Caligari from 1783. An obsession by Caligari led him to wonder if a
somnambulist would perform acts as a sleepwalker that he would not think to
perform in a true walking state. Suspenseful music is played while Francis is
relaying the diary to the others surrounding him. Dr. Caligari was determined
to become the mystic Caligari as Act V concludes. The final act is Act VI, beginning
with a sleepwalker (Cesare) being found and picked up in the fields and brought
to Caligari’s office. Francis desires Caligari to unmask himself and tell the
truth by saying he is the director of the asylum. Caligari does not unmask himself
and instead tries to strangle one of the officers (who looked to be dressed in
lab coats). The film then cuts back to the original scene of Francis and the
old man, as Francis was telling a story this entire time. Francis tells the man
“And from that day on… Caligari never again left his cell.” He goes back to the
asylum, where he sees Alan and Jane. Awed by the sight of Jane, Francis asks
her to marry him. Jane responds with: “We queens are not free to answer the call
of our heart.” The film concludes with a more elegantly dressed Caligari (and
without his glasses) emerging onto the floor of the asylum. Everyone in the
asylum thinks Francis is insane after he starts screaming and waving his hands
upon Caligari’s arrival (the melodramatic acting staple of German Expressionism).
Francis claims Caligari is the insane one, tries to strangle Caligari, and then
is tied up and assumedly thrown in jail. Caligari ends the film by proclaiming:
“Now I understand [Francis’] delusion. He thinks I am that mystic, Caligari. I
know exactly how to cure him.”
The above summary of the film was from notes I took while watching.
I never realized Francis was a patient at the asylum until doing further
research (Filmsite). Wiene did a nice job in making me believe Francis’ account
of the story until the very end. Learning of Francis’ delusion nullifies the
entire plot of the story, as Francis made the entire story up (quite impressive).
I thought the intensity peak would be Jane’s abduction or Alan’s stabbing but seeing
a normal Dr. Caligari in the asylum takes the cake.
The Cabinet of Dr. Caligari foreshadows elements of the
film noir filmmaking style via contrast lighting, flashbacks, and detail-oriented
plotlines (Britannica). Contrasted lighting was prominent in Wiene’s film as he
would tilt cameras and darken the settings to reveal the madness of Francis and
Caligari (make faces visible). Flashbacks serve as a film noir staple by
subjecting the viewer to the narrator or main character’s point of view and
storyline for the cause of the situation the character is currently in. Film
noir became popular during World War II, to represent the darkness and disillusionment
of questionable economic times and atomic powers following World War II. Film
noir production occurred because of the Great Depression to reflect the mood of
the world. The Cabinet of Dr. Caligari is the first horror film I have
ever watched, so I am not sure of films like Caligari. One film with some
traces could be It’s a Wonderful Life (1946), a film discussing dark
topics of suicide and the differences between fantasy and reality (the film’s protagonist,
George, sees how the world would be if he hadn’t been born).
I read a Google scholar article about The Cabinet of Dr.
Caligari titled Expressionism and the
Real “Cabinet of Dr. Caligari” by
Bert Cardullo (1982). He provides a perspective I never considered. Cardullo
argues the doctor in Francis’ story is not Caligari. The doctor is the director
of the lunatic asylum who pretends to be Dr. Caligari at the fairs so he can experiment
with Cesare the somnambulist (Cardullo). The real Caligari is the 1783 mystic
who experiments to see if a sleep-walking somnambulist will commit murder. Cardullo
concludes both Francis and the director of the asylum are familiar with Dr. Caligari
(the mystic) and believes Francis concocted the story about the director
pretending to emulate Dr. Caligari to experiment with Cesare. He explains the
bizarre scene at the film’s end, with Francis seeing an already-dead (according
to his story) Cesare and Jane in the asylum’s courtyard. Francis loses his marbles
when the director (dressed neatly and unlike Francis’ version in his flashback)
emerges into the courtyard among the patients. Cardullo hypothesizes Francis is
the murderer due to believing the mystic Caligari has hypnotized him to commit
murder (Cardullo). Francis’ madness is derived from the fact he thinks the
director is the mystic driving him to commit the two murders involving the town
clerk and Alan. Attempting to rationalize and rid himself of guilt for murder,
Francis chooses the director to play Caligari, Cesare to play himself as the
murderer under the rule of Caligari, and Jane to play his love interest. Alan
and the clerk, who fell victim to murder, are nowhere to be seen in the final
courtyard scene. Francis cannot represent the character he desires to be in the
film, because he is preoccupied with capturing Caligari (the cause of Francis’
problems). The asylum director, Cesare, and Jane are opposites of the image Francis
portrays for them in his lie (Cardullo). Cesare is tidy and gazes spellbound at
a flower in the ending courtyard scene. Jane, who Francis claims was his fiancée,
does not notice him in the beginning courtyard scene or the ending scene. The director
is dressed elegantly in his final act and is seen nodding his head and chatting
with an older gentleman (hardly the trace of an evil and cruel personality). Cardullo’s
opposites theory continues as Francis turned himself into an opposite persona:
a peaceful, sane, and honorable citizen. He needs to be honest and trustworthy
to continue his pursuit of the mystic Caligari. Francis selects Cesare to play
himself, as Cesare in real life is peaceful and loving (identification with the
white flower). Cesare is a somnambulist only in Francis’ tale.
Google scholar link: https://www.jstor.org/stable/44018696#metadata_info_tab_contents.